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Michelle oroschakoff lpl

WebApr 10, 2024 · LPL Financial Holdings Inc. has a one year low of $165.47 and a one year high of $271.56. The business's 50-day simple moving average is $226.49 and its 200 day simple moving average is $229.18. The company has a debt-to-equity ratio of 1.25, a quick ratio of 1.60 and a current ratio of 1.60. WebFeb 13, 2024 · Edward Fandrey has not been actively trading shares of LPL Financial in the last ninety days. Most recently, Edward Fandrey sold 1,784 shares of the business's stock in a transaction on Tuesday, November 30th. The shares were sold at an average price of $158.56, for a transaction totalling $282,871.04. Learn More on Edward Fandrey's trading ...

LPL Hires BofA Exec as Chief Risk Officer ThinkAdvisor

WebFeb 27, 2024 · Ms. Oroschakoff is managing director, chief legal officer of LPL Financial. She is responsible for company-wide legal and government relations matters, risk … WebMar 9, 2024 · Michelle Oroschakoff has been working as a Managing Director & Chief Legal Officer at LPL Financial for 10 years. LPL Financial is part of the Finance industry, and … heikki kovalainen wikipedia https://thesimplenecklace.com

Michelle Oroschakoff Net Worth (2024) wallmine

WebMichelle Oroschakoffmade $1,841,041in total compensation as Managing Director and Chief Risk Officer at LPL Financial Holdings Inc in 2014. $745,000was received as Total Cash, $794,128was received as Equity and $301,913was received as Pension and other forms of compensation. WebLPL Financial's key executives include Dan H. Arnold and 17 others. Dan H. Arnold. President and Chief Executive Officer, Director. Matthew J. Audette. Managing Director, Chief Financial Officer. ... Michelle Oroschakoff. Managing Director, Chief Legal Officer. Kabir Sethi. Managing Director, Chief Product Officer. Dayton Semerjian. WebJun 28, 2024 · Michelle Oroschakoff Chief Legal Officer 4707 Executive Drive San Diego, CA 92121-3091 Member FINRA/SIPC 1 June 28, 2024 Submitted electronically Jennifer … heikkilä oy oulainen

Michelle Oroschakoff Chief Legal Officer - sec.gov

Category:LPL Names Michelle Oroschakoff Chief Legal and Risk Officer

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Michelle oroschakoff lpl

Thomas Cappello, CFA Joins LPL Financial as Executive Vice …

WebMs. Oroschakoff is managing director, chief legal officer of LPL Financial. She is responsible for company-wide legal and government relations matters, risk management processes … Austin LPL Financial 13620 N FM 620 Building C, Suite 200 Austin, TX 78717. … LPL Financial 13620 N FM 620 Building C, Suite 200 Austin, TX 78717. Boston LPL … LPL Financial 13620 N FM 620 Building C, Suite 200 Austin, TX 78717. Boston. LPL … WebApr 28, 2024 · Michelle Oroschakoffis Chief Legal Officer for LPL Financial, where she is responsible for company-wide legal matters, risk management processes and controls, …

Michelle oroschakoff lpl

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Web"Sharyn has done an outstanding job developing LPL's compliance function," said Michelle Oroschakoff, chief risk officer and managing director, to whom Handelsman will continue to report. "Her deep and broad experience in the field has delivered a unique perspective and tremendous expertise to the firm as we build a superior control environment." WebJun 1, 2024 · Ms. Oroschakoff takes over general counsel duties following the departure of David Bergers, who will be departing LPL to accept a position in private practice. Ms. …

WebGo to your state securities regulator to do additional research on brokers and investment advisers. BrokerCheck does not have information regarding civil litigation not involving … WebLpl Financial Holdings ( NASDAQ: LPLA) is owned by 96.85% institutional shareholders, 63.85% Lpl Financial Holdings insiders, and 0.00% retail investors. Tpg Advisors Iv Inc is the largest individual Lpl Financial Holdings shareholder, owning 34.21M shares representing 43.48% of the company.

WebMay 22, 2024 · During the event, LCLD Fellows were welcomed by LCLD Member Michelle Oroschakoff, LPL Managing Director and Chief Legal Officer, who delivered an introduction to the company and its values. She emphasized that diversity is a key to LPL’s success, not just for employees, but for the thousands of independent financial advisors supported by …

WebMar 1, 2024 · Michelle Oroschakoff is 58, she's been the Managing Director and Chief Legal Officer of LPL Inc since 2024. There are 7 older and 17 younger executives at LPL Inc. The …

WebDec 6, 2024 · LPL is a leading retail investment advisory firm, independent broker-dealer and registered investment advisor custodian. We serve more than 19,000 independent financial professionals and over 800 financial ... Michelle Oroschakoff Chief Legal Officer 4707 Executive Drive San Diego, CA 92121-3091 heikki lottiWebDec 6, 2024 · Michelle Oroschakoff Chief Legal Officer 4707 Executive Drive San Diego, CA 92121-3091 Member FINRA/SIPC FINRA to provide an exemption in the order for firms … heikkila surnameWebSep 8, 2024 · He reports to Michelle Oroschakoff, LPL’s chief legal officer and managing director of Compliance, Legal & Risk. Most recently, Morningstar was head of Litigation and Regulatory Enforcement for... heikki lehto oyWebApr 4, 2024 · “Sharyn has done an outstanding job developing LPL’s compliance function,” said Michelle Oroschakoff, chief risk officer and managing director, to whom Handelsman will continue to report. heikki mustonen - routainen maaWebMichelle Oroschakoff joined LPL in 2013 after serving as Chief Risk Officer for Morgan Stanley Wealth Management. She assumed her current position overseeing legal … heikki lunta negauneeWebJun 7, 2013 · Oroschakoff, a Morgan Stanley veteran who has held various senior legal and compliance jobs at the company, will supervise regulatory compliance, data security and privacy at the firm, among... heikki leisWebApr 15, 2024 · In other LPL Financial news, Director Michelle Oroschakoff sold 4,809 shares of the stock in a transaction that occurred on Monday, February 27th. The shares were … heikki lunta